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Copyright © 2019 BarrCo Limited.

 

All rights reserved. BarrCo Solicitors is the trading name of BarrCo Limited.

Authorised and Regulated by the Solicitors Regulation Authority: 551420 :

Registered Company in England and Wales: 7346373

Changes to regulatory references now in force

March 7, 2017

 

 New FCA and PRA rules relating to regulatory references, which form part of the senior managers regime and senior insurance mangers regime, come into force today.

 

The rules aim to strengthen accountability in regulated firms and prevent individuals who have committed misconduct or regulatory breaches (the ‘rolling bad apples’) from moving between firms who remain unaware of their previous history.

 

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